Results for: sec

U.S. SEC enacts rules to protect exchanges, dark pools from glitches

HSBC admits fault, is fined by U.S. SEC over Swiss bank

HSBC admits fault, is fined by SEC over Swiss bank

SEC director with big stock holdings stirs debate

SEC official: Stop spending time writing rules to protect millionaires

Bank of America Granted Penalty Relief After SEC Compromise

US market regulator investigating Petrobras

Stock exchange rules, Jefferies Trader, Google: Compliance

ETF Growth Raises Need for Regulator Scrutiny, SEC’s Stein Says