Results for: sarah+n.+lynch

SEC's White says 'closely monitoring' proxy access efforts

Senator Warren questions SEC chair on broker reforms

NYSE, asset managers call for lowering 'access' fees

Stock exchange pricing model comes under fire at Senate hearing

SEC alters waiver policy to remove 'too big to fail' concern

U.S. SEC to pay $30 million-plus in largest whistleblower award

China's new breed of whistleblowers takes on big business

U.S. SEC official slams agency over special deal struck with RBS

Wall Street urges U.S. regulators' joint cybersecurity approach

Fed revises risk management policy for clearing, settlement firms

SEC director with big stock holdings stirs debate

SEC official: Stop spending time writing rules to protect millionaires

SEC's new investor watchdog lays out risky products for 2014

S&ampP to pay $77 million to settle U.S. civil charges over ratings

U.S. House panel probes obsolete technology at SEC

Insight: U.S. early warning system for financial crises gets low marks

Insight - U.S. early warning system for financial crises gets low marks

SEC judge who took on the 'Big Four' known for bold moves

Fed issues rule to prevent oversized U.S. financial firms

Republican lawmaker to grill U.S. SEC over Ackman tactics

U.S. SEC alters waiver policy to remove 'too big to fail' concern

'Big Four' China accounting units in settlement talks with U.S. SEC -...

Exclusive: U.S. SEC probing brokerages over handling of retail orders -...

SEC eyes test that may lead to shift away from 'dark pools'

State regulators hire outside lawyer for dispute with SEC

SEC orders New York firm to pay record $7.2 million sanction

SEC inches closer to money market fund final rule

SEC eyes transfer agents in new front against stock fraudsters

Exclusive - U.S. authorities ready new attack on Wall Street repeat...

Wall Street scores a win in Washington, eyes more victories

U.S. worker freed from Cuba to be guest at Obama annual speech

Obama takes aim at brokers' fees on U.S. retirement accounts

U.S. credit unions locked in cyber battle with their regulator