Results for: sarah+n.+lynch

U.S. fines Wells Fargo, JPMorgan over 'illegal mortgage kickbacks'

S&ampP to pay $77 million to settle U.S. SEC, state charges over ratings

S&ampP to pay $77 million to settle U.S. civil charges over ratings

U.S. SEC to pay $30 million-plus in largest whistleblower award

Wall Street urges U.S. regulators' joint cybersecurity approach

Stock exchange pricing model comes under fire at Senate hearing

SEC alters waiver policy to remove 'too big to fail' concern

NYSE, asset managers call for lowering 'access' fees

U.S. SEC official slams agency over special deal struck with RBS

China's new breed of whistleblowers takes on big business

Fed revises risk management policy for clearing, settlement firms

SEC official: Stop spending time writing rules to protect millionaires

SEC director with big stock holdings stirs debate

SEC's new investor watchdog lays out risky products for 2014

U.S. House panel probes obsolete technology at SEC

Insight: U.S. early warning system for financial crises gets low marks

Insight - U.S. early warning system for financial crises gets low marks

SEC judge who took on the 'Big Four' known for bold moves

Exclusive: U.S. SEC probing brokerages over handling of retail orders -...

'Big Four' China accounting units in settlement talks with U.S. SEC -...

Republican lawmaker to grill U.S. SEC over Ackman tactics

SEC eyes test that may lead to shift away from 'dark pools'

Fed issues rule to prevent oversized U.S. financial firms

U.S. SEC alters waiver policy to remove 'too big to fail' concern

SEC inches closer to money market fund final rule

State regulators hire outside lawyer for dispute with SEC

SEC orders New York firm to pay record $7.2 million sanction

Exclusive - U.S. authorities ready new attack on Wall Street repeat...

SEC eyes transfer agents in new front against stock fraudsters

Wall Street scores a win in Washington, eyes more victories

U.S. worker freed from Cuba to be guest at Obama annual speech