Results for: sarah n. lynch

SEC official: Stop spending time writing rules to protect millionaires

U.S. SEC enacts rules to protect exchanges, dark pools from glitches

SEC director with big stock holdings stirs debate

Morgan Stanley fined $1 million over bond pricing violations

House committee ordered to hearing as SEC probes insider trading

House committee ordered to hearing as SEC probes insider trading

UBS cannot arbitrate vs Nasdaq over Facebook IPO - court

NYSE, asset managers call for lowering 'access' fees

U.S. SEC official slams agency over special deal struck with RBS

Fed revises risk management policy for clearing, settlement firms

Insight - U.S. early warning system for financial crises gets low marks

U.S. House panel probes obsolete technology at SEC

SEC orders New York firm to pay record $7.2 million sanction

U.S. SEC alters waiver policy to remove 'too big to fail' concern

SEC inches closer to money market fund final rule

Exclusive: U.S. SEC probing brokerages over handling of retail orders -...

'Big Four' China accounting units in settlement talks with U.S. SEC -...

State regulators hire outside lawyer for dispute with SEC

SEC eyes test that may lead to shift away from 'dark pools'

Paralyzed Nasdaq opted for caution over speed in restoring trade

SEC to unveil CEO pay ratio rule, adopt municipal adviser rule

Central bankers, brokers snap at SEC's money-market proposals

SEC judge who took on the 'Big Four' known for bold moves

U.S. SEC official slams agency over deal struck with RBS

Exclusive: SEC probing brokerages over handling of retail orders - sources

Republican's bill seeks to shine more light on U.S. risk council

Hedge fund settles SEC case over whistleblower retaliation

SEC official dissented on BNP Paribas waiver

Barclays hires WilmerHale, ex-SEC litigator in dark pools probe